Potomac Analytics' Logo

FINRA Awards for Michael G. Hanlon

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0253011/16/2011Claimant(s): Umpqua Investments.
Claimant Lawyers(s): Ky Fullerton
Respondent(s): Gregory Dostert
Respondent Lawyers(s): Jeffrey A. Long
Arbitrator(s): Michael G. Hanlon
Hearing Site: Portland, OR
10-0478809/09/2011Claimant(s): Pavillion Trading LLC
Claimant Lawyers(s): Irwin Stein
Respondent(s): James Kupfer, Penson Financial Services., Transcend Capital LLC
Respondent Lawyers(s): Ben Broocks, Lee Polson, Tim Davis
Arbitrator(s): Michael G. Hanlon
Hearing Site: Boise, ID
Checkmark IconExpungement
10-0099409/08/2010Claimant(s): Black Rose Equity Management
Claimant Lawyers(s): Sandra P. Espinosa
Respondent(s): Eugene Williams
Respondent Lawyers(s): Eugene Leroy Williams
Arbitrator(s): Michael G. Hanlon
Hearing Site: Portland, OR
08-0322204/29/2009Claimant(s): William Stackpole
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael G. Hanlon
Hearing Site: Boise, ID
Checkmark Icon$2,531
07-0279210/30/2008Claimant(s): First Allied Securities.
Claimant Lawyers(s): Marion J. Vomhof
Respondent(s): Stephen Brown
Respondent Lawyers(s): Robert S. Banks
Arbitrator(s): Gregory L. Abbott, Grant E. Griffith, Michael G. Hanlon
Hearing Site: Portland, OR

5 Results

Display: