Potomac Analytics' Logo

FINRA Awards for Jeffrey E. Fields

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0220407/12/2016Claimant(s): Latif Ziyar
Claimant Lawyers(s): Brian N. Folland
Respondent(s): Jerry Lawless, Investment Centers Of America.
Respondent Lawyers(s): Jeffrey E. Fields
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
Checkmark Icon$4,550
14-0322303/30/2016Claimant(s): Soleiman Ghalili
Claimant Lawyers(s): Ken Nathanson
Respondent(s): Steven Bernstein, Metropolitan Life Insurance Company
Respondent Lawyers(s): Alexandra Drury, Jeffrey E. Fields
Arbitrator(s): June McLaughlin, Robert Alan Merring, Jack R. Goetz
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
14-0261512/29/2015Claimant(s): Paul Heimberg, 1650 Sunflower 12, Warminster Business Center TIC 19, Paul A. Heimberg Trust dated Aug.22,2007
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Rabinder Sekhon, Cincinnati Analysts.
Respondent Lawyers(s): Jeffrey E. Fields, Jordan D. Maglich
Arbitrator(s): Herbert Leslie Greenberg, Arthur T. Berggren, Robert Dean McKinley
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

3 Results

Display: