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FINRA Awards for Lonnie L. Simpson

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0216003/23/2015Claimant(s): Leonard Miller
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): William H. Fleece
Hearing Site: Tampa, FL
Checkmark Icon$45,129
09-0285507/21/2010Claimant(s): John Lozes, Nader Nakib, Timothy Sturge
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Mark S. Foster, Joseph D. Sheppard, Michael J. Hunter
Hearing Site: Kansas City, MO
Checkmark Icon$395,000
09-0070802/03/2010Claimant(s): The Horowitz Family Trust
Claimant Lawyers(s): Robyn C. Crowther
Respondent(s): Jerry Anderson, E*Trade Securities LLC, Marcus Hernandez, Robert Trent, Steven Christensen
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Robin Lynn Berry, Steven K. McGinnis, John J. Shook
Hearing Site: San Francisco, CA
Checkmark Icon$643,950
08-0350312/09/2009Claimant(s): Dwight Dunton, BPMS Wheaton Square, Mountain Energy Inc.
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Donald H. Newlin, Beverly F. Druitt, Christopher M. McMurray
Hearing Site: Richmond, VA
Checkmark Icon$0
08-0489810/23/2009Claimant(s): NIlda Lupco
Claimant Lawyers(s): Nilda Lupco
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$0
08-0304205/29/2009Claimant(s): J. Ross, Richard Ross
Claimant Lawyers(s): Jeffrey S. Evans
Respondent(s): Chris Erlewine, Curtis Ritter, E*Trade Securities LLC, Rod Webb
Respondent Lawyers(s): John Bersin, Lonnie L. Simpson
Arbitrator(s): Mark A. Myers, Robert E. Graves, Jeff A. Weill
Hearing Site: Jackson, MS
Checkmark IconStipulated Award and Expungement
08-0099103/02/2009Claimant(s): Dianne Saab, Nicholas Saab, American Voice Corp.
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Stuart M. Rapee, Sanford M. Naiditch, Marie Paulette Levine
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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