09-00708 | 02/03/2010 | Claimant(s): The Horowitz Family Trust Claimant Lawyers(s): Robyn C. Crowther Respondent(s): Jerry Anderson, E*Trade Securities LLC, Marcus Hernandez, Robert Trent, Steven Christensen Respondent Lawyers(s): Lonnie L. Simpson Arbitrator(s): Robin Lynn Berry, Steven K. McGinnis, John J. Shook Hearing Site: San Francisco, CA
| | $643,950 |
07-00148 | 04/23/2008 | Claimant(s): JT Builders, Joseph Toboni and Mary Toboni Claimant Lawyers(s): David E. Robbins Respondent(s): Milestone Financial Services Respondent Lawyers(s): Barry R. Lax Arbitrator(s): Steven M. Sherman, Darryl J. Horowitt, Steven K. McGinnis Hearing Site: San Francisco, CA
| | $0 |
06-02054 | 03/25/2008 | Claimant(s): Amy Feng Claimant Lawyers(s): Thomas E. Duckworth Respondent(s): JMP Securities LLC Respondent Lawyers(s): David P. Borovsky & Howard Garfield Arbitrator(s): William W. Haskell, Gail Killefer, Steven K. McGinnis Hearing Site: San Francisco, CA
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06-00618 | 12/17/2007 | Claimant(s): Steven Thompson Claimant Lawyers(s): James Jay Seltzer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Thomas D. Reese, Dean J. Dietrich, Steven K. McGinnis Hearing Site: San Francisco, CA
| | $0 |