Potomac Analytics' Logo

FINRA Awards for Thomas E. Duckworth

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0360611/19/2008Claimant(s): Reynolds Ospina
Claimant Lawyers(s): Thomas E. Duckworth
Respondent(s): Instinet
Respondent Lawyers(s): Robert S. Shwarts
Arbitrator(s): Katherine M. Van Hagan, Joseph A. Lasky, David I. Levine
Hearing Site: San Francisco, CA
06-0205403/25/2008Claimant(s): Amy Feng
Claimant Lawyers(s): Thomas E. Duckworth
Respondent(s): JMP Securities LLC
Respondent Lawyers(s): David P. Borovsky & Howard Garfield
Arbitrator(s): William W. Haskell, Gail Killefer, Steven K. McGinnis
Hearing Site: San Francisco, CA

2 Results

Display: