18-02986 | 01/21/2020 | Claimant(s): Arturo Neto Claimant Lawyers(s): Harris Freedman Respondent(s): EFG Capital International Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe Hearing Site: Miami, FL
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17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel Hearing Site: Boca Raton, FL
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14-03315 | 06/09/2016 | Claimant(s): Scott Storick Claimant Lawyers(s): Howard W. Poznanski Respondent(s): Dustin Bezalel, Gil Cohen, Susan Palen, Metlife Securities Inc., Metropolitan Life Insurance Company Respondent Lawyers(s): Carol A. Field, Mark E. Zelek Arbitrator(s): Ronald F. Rohe, Alice J. Johnson, Donald Theodore Ryce Hearing Site: Boca Raton, FL
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10-00470 | 09/14/2011 | Claimant(s): Muriel Egan Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Rose M. Schindler Arbitrator(s): Ronald F. Rohe, Charles Hoffman, Carl Shechter Hearing Site: Boca Raton, FL
| | Stipulated Award |