FINRA Awards for EFG Capital International

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02347	03/28/2024	Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira Claimant Lawyers(s): Jordi C. Martinez-Cid Respondent(s): EFG Capital International Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman Hearing Site: Boca Raton, FL
20-00371	11/20/2020	Claimant(s): Marina Bulyguina Claimant Lawyers(s): Joshua A. Katz Respondent(s): EFG Capital International Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Jason Allen Rosner Hearing Site: Boca Raton, FL
19-03484	11/09/2020	Claimant(s): Atul Bhatia Claimant Lawyers(s): Atul Kumar Bhatia Respondent(s): EFG Capital International Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): James A. Lundberg, Peter N. Thompson, Frederick Ramos Hearing Site: Minneapolis, MN
18-02986	01/21/2020	Claimant(s): Arturo Neto Claimant Lawyers(s): Harris Freedman Respondent(s): EFG Capital International Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe Hearing Site: Miami, FL
06-01740	10/09/2007	Claimant(s): Alvaro De Castro & Maria Penna Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): EFG Capital International Respondent Lawyers(s): Barton S. Sacher Arbitrator(s): Seymour Herman, Michael Robert Emery, James G. Gertz Hearing Site: Boca Raton, FL		$0