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FINRA Awards for James G. Gertz

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0148805/18/2009Claimant(s): Matthew Thournout
Claimant Lawyers(s): Peter V. Fullerton
Respondent(s): vFinance Investments.
Respondent Lawyers(s): Antoinette Theodossakos
Arbitrator(s): Sheldon I. Saitlin, James G. Gertz, Andrew Jay Kohan
Hearing Site: Boca Raton, FL
05-0580710/19/2007Claimant(s): David and Louise Blumlo
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Pacvest Associates.
Respondent Lawyers(s): Robert K. Mann
Arbitrator(s): Judy A. Avey, James G. Gertz, Joseph Leonard Friedes
Hearing Site: Boca Raton, FL
Checkmark Icon$64,433
06-0174010/09/2007Claimant(s): Alvaro De Castro & Maria Penna
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): EFG Capital International
Respondent Lawyers(s): Barton S. Sacher
Arbitrator(s): Seymour Herman, Michael Robert Emery, James G. Gertz
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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