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FINRA Awards for MetLife Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0070607/10/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Brittany Weiner
Respondent(s): MSI Financial Services., MetLife Securities.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Kenneth R. Starr, Thomas J. Patka, Jerome Blevins
Hearing Site: Tampa, FL
14-0163903/01/2016Claimant(s): Marc Nolan
Claimant Lawyers(s): David Cosgrove
Respondent(s): Michael Gelina, MetLife Securities.
Respondent Lawyers(s): Lawrence R. Goldberg, Martin Harris
Arbitrator(s): Keith E. Mattern, Kim L. Kirn, Joseph K Marshall
Hearing Site: St. Louis, MO
09-0394008/18/2009Claimant(s): MetLife Securities., Metropolitan Life Insurance Company
Claimant Lawyers(s): Brian E. Spang
Respondent(s): Robert Stankowski
Respondent Lawyers(s): James H. West
Arbitrator(s): Alan S. Carmel, Arthur J. Salzberg, James M. Johnstone
Hearing Site: Baltimore, MD
08-0066810/14/2008Claimant(s): David Hicks, John Gilchrist, Nancy Frasier
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Douglas Crowe, MetLife Securities., Metropolitan Life Insurance Company
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Irving M. Shlesinger, David L. Walby, Samuel C. Johnson
Hearing Site: Birmingham, AL
Checkmark IconDismissed by Rule 12206
06-0520905/30/2008Claimant(s): Carol Marubio, Richard Marubio
Claimant Lawyers(s): Mark P. Loftus
Respondent(s): James Sims, Robert Thurlby, MetLife Securities.
Respondent Lawyers(s): Penelope M. Taylor
Arbitrator(s): Mary Beth Wheeler, David John Diersen, Craig D. Cook
Hearing Site: Chicago, IL
Checkmark Icon$0

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