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FINRA Awards for Irving M. Shlesinger

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0048807/22/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): David Bayer
Respondent Lawyers(s): David R. Bayer
Arbitrator(s): Irving M. Shlesinger
Hearing Site: Atlanta, GA
08-0209110/15/2009Claimant(s): Robert Reid
Claimant Lawyers(s): Robert C Port
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Irving M. Shlesinger, William Mase Moxley, Thomas Neal Tillery
Hearing Site: Atlanta, GA
Checkmark Icon$100,000
08-0160103/24/2009Claimant(s): Lorena J. Nicoll and Wilbur W. Nicoll
Claimant Lawyers(s): Andrew Stolfmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): John D. Porter, Irving M. Shlesinger, Stanley W. Foy
Hearing Site: Birmingham, AL
Checkmark Icon$50,000
08-0066810/14/2008Claimant(s): David Hicks, John Gilchrist, Nancy Frasier
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Douglas Crowe, MetLife Securities., Metropolitan Life Insurance Company
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Irving M. Shlesinger, David L. Walby, Samuel C. Johnson
Hearing Site: Birmingham, AL
Checkmark IconDismissed by Rule 12206
07-0292404/23/2008Claimant(s): Garland Adams
Claimant Lawyers(s): Milton H Fried
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): A. Keith Logue, Irving M. Shlesinger, Thomas Neal Tillery
Hearing Site: Atlanta, GA
Checkmark Icon$0

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