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FINRA Awards for Lawrence R. Goldberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0163903/01/2016Claimant(s): Marc Nolan
Claimant Lawyers(s): David Cosgrove
Respondent(s): Michael Gelina, MetLife Securities.
Respondent Lawyers(s): Lawrence R. Goldberg, Martin Harris
Arbitrator(s): Keith E. Mattern, Kim L. Kirn, Joseph K Marshall
Hearing Site: St. Louis, MO
05-0107210/08/2007Claimant(s): Jacqueline Hayes
Claimant Lawyers(s): Jacqueline Hayes
Respondent(s): Curtis Triggs, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Curtis W. Triggs, David M. Minnick
Arbitrator(s): Gerald Cohen, Lawrence R. Goldberg, David B. Lacks
Hearing Site: St. Louis, MO
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