18-02750 | 10/30/2019 | Claimant(s): Jerry Steelman Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Thomas Joseph Atkinson, Stephen Earl Clark, Richard Manuel Barcia Hearing Site: Memphis, TN
| | $154,000 |
18-02477 | 08/29/2019 | Claimant(s): Edelgard Hosmer Trust U/A dated 5/1/07, Edward J. Hosmer, Edward J. Hosmer Trust U/A dated 5/1/07 Claimant Lawyers(s): Andre R. Perron Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Roger C. Benson, David M. Snyder, Richard Manuel Barcia Hearing Site: Tampa, FL
| | $100,000 |
15-02999 | 03/01/2018 | Claimant(s): Andrew Lewis, Thomas Marshburn Claimant Lawyers(s): Stephen J. Wein Respondent(s): Halen Capital, Halen Capital Management., Halen Capital. Respondent Lawyers(s): Peter B. King Arbitrator(s): Jacquelyn M. Shannon, Martin M. Van Luven, Richard Manuel Barcia Hearing Site: Tampa, FL
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16-02930 | 12/05/2017 | Claimant(s): Sammye Brock, Estate of Dr. J. Don Brock Claimant Lawyers(s): Richard W. Bethea Respondent(s): Frank Gibson, May Gibson, Raymond, James & Associates. Respondent Lawyers(s): Aaron Furniss, Michael A. Brady Arbitrator(s): Richard Manuel Barcia, A.J. Seier, Robert William Copeland Hearing Site: Nashville, TN
| | $162,820 |
10-00794 | 04/20/2012 | Claimant(s): Neil W. Savage Revocable Trust Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Kathryn M. Welsh, Richard Manuel Barcia, Irwin Glazer Hearing Site: Tampa, FL
| | $37,500 |