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FINRA Awards for Edward J. Hosmer Trust U/A dated 5/1/07

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0247708/29/2019Claimant(s): Edelgard Hosmer Trust U/A dated 5/1/07, Edward J. Hosmer, Edward J. Hosmer Trust U/A dated 5/1/07
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Roger C. Benson, David M. Snyder, Richard Manuel Barcia
Hearing Site: Tampa, FL
Checkmark Icon$100,000

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