| 20-00301 | 04/02/2021 | Claimant(s): Kay LaMon
Claimant Lawyers(s): Jeff Goodwyn
Respondent(s): LPL Financial LLC, Richard Dearinger
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Michael J. Ahlstrom, Stuart K. Furman, Stephen Earl Clark
Hearing Site: Columbia, SC
|  | $0 |
| 18-03740 | 04/13/2020 | Claimant(s): Donna Kun
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): LPL Financial LLC, David Pickler
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): William L. Cravens, Todd Fernell Brown, Will Pryor
Hearing Site: Dallas, TX
| | Expungement |
| 16-02930 | 12/05/2017 | Claimant(s): Sammye Brock, Estate of Dr. J. Don Brock
Claimant Lawyers(s): Richard W. Bethea
Respondent(s): Frank Gibson, May Gibson, Raymond, James & Associates.
Respondent Lawyers(s): Aaron Furniss, Michael A. Brady
Arbitrator(s): Richard Manuel Barcia, A.J. Seier, Robert William Copeland
Hearing Site: Nashville, TN
| | $162,820 |
| 12-03313 | 02/29/2016 | Claimant(s): Valley National Bank, N.A.
Claimant Lawyers(s): John G. Rich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Louis H. Miron, Sam Antar, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $0 |
| 08-04049 | 06/04/2010 | Claimant(s): Christianson, Norman & Ellen
Claimant Lawyers(s): Michael C. Skouteris
Respondent(s): Morgan Keegan & Company., William Wolbrecht
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): James B. Eichberg, Bruce Brown, James Gary Fitch
Hearing Site: Denver, CO
| | $247,557 |
| 08-00375 | 03/11/2009 | Claimant(s): Michael Muhlbauer
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Gerald Cohen, Jay R. Robinson, Wilburn E. Layman
Hearing Site: Memphis, TN
| | $125,000 |
| 08-00366 | 02/24/2009 | Claimant(s): The Kopel Family Fdtn Charitable Rem Tr
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Keegan & Company., Regions Financial Corp.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Robert L. Hudson, Horace A. Andrews, John Morris Hudson
Hearing Site: Orlando, FL
| | $0 |
