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FINRA Awards for Regions Financial Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0186609/03/2009Claimant(s): Therist Theroit
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Keegan & Company., Regions Financial Corp.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Elton W. Chartrand, Philip P. Monteleone, Thomas Edmond Mingledorff
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0036602/24/2009Claimant(s): The Kopel Family Fdtn Charitable Rem Tr
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Keegan & Company., Regions Financial Corp.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Robert L. Hudson, Horace A. Andrews, John Morris Hudson
Hearing Site: Orlando, FL
Checkmark Icon$0

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