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FINRA Awards for Horace A. Andrews

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0149006/20/2011Claimant(s): Jack Windt, Jack WM. Windt Revocable Living Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Edward Rosenberg
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Horace A. Andrews
Hearing Site: Tampa, FL
Checkmark IconExpungement
08-0036602/24/2009Claimant(s): The Kopel Family Fdtn Charitable Rem Tr
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Keegan & Company., Regions Financial Corp.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Robert L. Hudson, Horace A. Andrews, John Morris Hudson
Hearing Site: Orlando, FL
Checkmark Icon$0

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