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FINRA Awards for Edward Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0292611/10/2011Claimant(s): Margaret Noble
Claimant Lawyers(s): Margaret K Noble
Respondent(s): Edward Rosenberg, Richard Angelotti
Respondent Lawyers(s): Marc Dobin, Richard Henry Angelotti
Arbitrator(s): Muriel Desloovere, Oliver J. Janney, Keith M. Crouse
Hearing Site: Tampa, FL
Checkmark IconExpungement
09-0720409/16/2011Claimant(s): Mai Klein
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Edward Rosenberg, Robert Rosenberg
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
Checkmark Icon$2,500
10-0149006/20/2011Claimant(s): Jack Windt, Jack WM. Windt Revocable Living Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Edward Rosenberg
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Horace A. Andrews
Hearing Site: Tampa, FL
Checkmark IconExpungement

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