Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04086 | 06/25/2019 | Claimant(s): Richard Palatine Claimant Lawyers(s): Richard Palatine Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors Respondent Lawyers(s): Elizabeth Rose Aylett Arbitrator(s): Ian S. Greig Hearing Site: Tampa, FL |  | $1,810 |
| 11-01256 | 02/19/2013 | Claimant(s): Carol Seaton, Carol A. Seaton IRA Claimant Lawyers(s): Paul D. Malmfeldt Respondent(s): UBS Financial Services Inc., Richard Judd Respondent Lawyers(s): Amy B. Bard, Eric D. Brandfonbrener Arbitrator(s): William M. Koziol, Mary Beth Wheeler, Philip J. Glick Hearing Site: Chicago, IL | | Expungement |