Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01256 | 02/19/2013 | Claimant(s): Carol Seaton, Carol A. Seaton IRA Claimant Lawyers(s): Paul D. Malmfeldt Respondent(s): UBS Financial Services Inc., Richard Judd Respondent Lawyers(s): Amy B. Bard, Eric D. Brandfonbrener Arbitrator(s): William M. Koziol, Mary Beth Wheeler, Philip J. Glick Hearing Site: Chicago, IL |  | Expungement |
| 09-00524 | 11/26/2012 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Len Weintraub Respondent(s): Katherine Traver, RBC Capital Markets Corporation Respondent Lawyers(s): Eric D. Brandfonbrener Arbitrator(s): Ronald L. Cheney, Robert J. Ambrogi, Philip S. Wellman Hearing Site: Montpelier, VT |