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FINRA Awards for Geneva Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0408606/25/2019Claimant(s): Richard Palatine
Claimant Lawyers(s): Richard Palatine
Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$1,810

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