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FINRA Awards for Carolyn Martin

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0148312/19/2023Claimant(s): Carolyn Martin, Stephanie Groschup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX

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