| 23-01387 | 06/18/2024 | Claimant(s): Michael Schenking
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 23-01327 | 04/25/2024 | Claimant(s): Gregory Malin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 22-00143 | 09/28/2022 | Claimant(s): Nilos Sakellariou
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Glen Eagle Wealth
Respondent Lawyers(s): Andrew M. DeLucia, W. Preston Martin
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 21-00383 | 08/20/2021 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Sean Martin
Respondent Lawyers(s): Sean Rierson Martin
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 17-02423 | 12/26/2018 | Claimant(s): Steve L. Sexton IRA, Steve and Marcia Sexton, Marcia G. Sexton, REV LIV
Claimant Lawyers(s): Matthew Skidmore
Respondent(s): Morgan Stanley, Michael Cooper
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Thomas B. Corey, Robert P. Porter, Richard James Igou
Hearing Site: Raleigh, NC
|  | $0 |
| 17-00608 | 08/03/2017 | Claimant(s): Andrew Gentiluomo
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Thomas B. Corey, Edith N. Dinneen, Charles Robert Moore
Hearing Site: Raleigh, NC
| | |
| 15-00093 | 11/04/2015 | Claimant(s): Michael Kleinfelder
Claimant Lawyers(s): William K. Flynn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew T. Mount
Arbitrator(s): Thomas B. Corey
Hearing Site: Cincinnati, OH
| | |
| 14-00484 | 08/22/2014 | Claimant(s): Dana and Susan Goodrich
Claimant Lawyers(s): Dana C. Goodrich
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | $163 |
| 12-02542 | 05/09/2014 | Claimant(s): Robert Reynolds
Claimant Lawyers(s): David J. Stone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Jim Geiger, Thomas B. Corey, Thomas J. Dolina
Hearing Site: Baltimore, MD
| | Expungement |
| 12-03412 | 03/31/2014 | Claimant(s): Albert Clark, Victoria Clark
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Peter Maller, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Schaffner
Arbitrator(s): Thomas B. Corey, Samuel A. Alward, Stephan Paul Carrier
Hearing Site: Baltimore, MD
| | $0 |
