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FINRA Awards for Albert Clark

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0312404/10/2017Claimant(s): Leslie Goldstein
Claimant Lawyers(s): Lisa M. Serra
Respondent(s): Albert Clark
Respondent Lawyers(s): Albert F. Clark
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
Expungement
12-0341203/31/2014Claimant(s): Albert Clark, Victoria Clark
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Peter Maller, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Schaffner
Arbitrator(s): Thomas B. Corey, Samuel A. Alward, Stephan Paul Carrier
Hearing Site: Baltimore, MD
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