Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03412 | 03/31/2014 | Claimant(s): Albert Clark, Victoria Clark Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Peter Maller, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Schaffner Arbitrator(s): Thomas B. Corey, Samuel A. Alward, Stephan Paul Carrier Hearing Site: Baltimore, MD |  | $0 |
| 12-01040 | 10/10/2013 | Claimant(s): Matthew Garagusi Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jim Geiger, Samuel A. Alward, John Joseph Hentschel, CRE, MAI, FRICS Hearing Site: Baltimore, MD | | Expungement |
| 03-07616 | 08/09/2007 | Claimant(s): Darren Gryniuk Claimant Lawyers(s): David S. Markun Respondent(s): Citigroup Global Markets., Jack B. Grubman, Kevin Keating Respondent Lawyers(s): Jennifer M. Blunt Arbitrator(s): Samuel A. Alward, Karen V. Cunningham, Kelli J. Jareaux Hearing Site: Washington, DC | | Stipulated Award and Expungement |