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FINRA Awards for Kevin Keating

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Case Number Award Date Case Summary Customer Case? Amount Granted
03-0822509/05/2007Claimant(s): Jeff Karnes, Jeremy Voye, Sarah Hedges
Claimant Lawyers(s): Amir H. Tadjedin
Respondent(s): Citigroup Global Markets., Jack Grubman, Kevin Keating
Respondent Lawyers(s): Nancy E. Nunan
Arbitrator(s): Marshall Passman, Louis Nebel
Hearing Site: Washington, DC
Checkmark IconStipulated Award and Expungement
03-0761608/09/2007Claimant(s): Darren Gryniuk
Claimant Lawyers(s): David S. Markun
Respondent(s): Citigroup Global Markets., Jack B. Grubman, Kevin Keating
Respondent Lawyers(s): Jennifer M. Blunt
Arbitrator(s): Samuel A. Alward, Karen V. Cunningham, Kelli J. Jareaux
Hearing Site: Washington, DC
Checkmark IconStipulated Award and Expungement

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