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FINRA Awards for Gregory Malin

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0132704/25/2024Claimant(s): Gregory Malin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
23-0132902/26/2024Claimant(s): Gregory Malin
Claimant Lawyers(s): Harris Freedman
Respondent(s): M&T Securities.
Respondent Lawyers(s): Miriam Dowd
Arbitrator(s): Mark A. Sipper
Hearing Site: Buffalo, NY

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