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FINRA Awards for William K. Flynn

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0147407/10/2017Claimant(s): Peter DeMarco
Claimant Lawyers(s): William K. Flynn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Columbus, OH
Checkmark IconExpungement
15-0009311/04/2015Claimant(s): Michael Kleinfelder
Claimant Lawyers(s): William K. Flynn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew T. Mount
Arbitrator(s): Thomas B. Corey
Hearing Site: Cincinnati, OH

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