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FINRA Awards for Michael E. Rowe

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0112512/26/2023Claimant(s): Sahand Elmtalab
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): Mml Investors Services, Llc, Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene, Jullie E. Ravis
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
23-0104411/16/2023Claimant(s): Michael Mc Conachie
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
22-0168101/19/2023Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): Brian Wurdemann
Respondent Lawyers(s): Brian M. Wurdemann
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
20-0362903/17/2021Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): John Ebanietti
Respondent Lawyers(s): John B. Ebanietti
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
19-0000805/31/2019Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): Robert Stiles
Respondent Lawyers(s): Robert Louis Stiles
Arbitrator(s): Patricia H. Latham
Hearing Site: Charlotte, NC

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