Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03246 | 07/20/2010 | Claimant(s): NRP Advisors. Inc., NRP Financial., National Retirement Partners. Claimant Lawyers(s): John C. Holmes Respondent(s): Jeffrey Bafs, Wade Walker, Walker Bafs Retirement Group. Respondent Lawyers(s): Scott C. Matasar Arbitrator(s): Sharon R. Merriman, Lawrence W. Arness, John W. Guy Hearing Site: Indianapolis, IN | ||
| 08-01792 | 12/31/2009 | Claimant(s): Barbara Tichner Claimant Lawyers(s): Ruthann G. Niosi Respondent(s): Barnett Chepenik, Jason Chepenik, Chepenik Financial, Lincoln Financial Advisors Corp., NRP Financial. Respondent Lawyers(s): Luigi Spadafora, Peter J. Biging, Sam Edgerton Arbitrator(s): Jack Friedman, William E.S. Browning, Ira M. Ross Hearing Site: New York, NY |  | Settlement |