Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01693 | 09/16/2013 | Claimant(s): Saddlebag Claimant Lawyers(s): David M. Levy Respondent(s): Jefferies & Company., Jefferies Group. Respondent Lawyers(s): Hal S. Shaftel Arbitrator(s): John W. Guy, Gary P. Price, James A. Klimek Hearing Site: Indianapolis, IN |  | $7,000,000 |
| 10-04477 | 01/11/2012 | Claimant(s): Reuben Lengacher, Rose Lengacher Claimant Lawyers(s): G. Martin Cole Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Stuart D. Summers, John W. Guy, F. Wesley Bowers Hearing Site: Indianapolis, IN | | Expungement |
| 09-03246 | 07/20/2010 | Claimant(s): NRP Advisors. Inc., NRP Financial., National Retirement Partners. Claimant Lawyers(s): John C. Holmes Respondent(s): Jeffrey Bafs, Wade Walker, Walker Bafs Retirement Group. Respondent Lawyers(s): Scott C. Matasar Arbitrator(s): Sharon R. Merriman, Lawrence W. Arness, John W. Guy Hearing Site: Indianapolis, IN |