| 12-03028 | 10/11/2013 | Claimant(s): Milton Less
Claimant Lawyers(s): D. Daxton White
Respondent(s): Institutional Capital Management.
Respondent Lawyers(s): Vy-Vivian Nguyen
Arbitrator(s): Edward B. Scott, F. Wesley Bowers, Kenneth M. Jackson
Hearing Site: Nashville, TN
|  | Stipulated Award |
| 10-04477 | 01/11/2012 | Claimant(s): Reuben Lengacher, Rose Lengacher
Claimant Lawyers(s): G. Martin Cole
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stuart D. Summers, John W. Guy, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | Expungement |
| 07-00302 | 08/05/2008 | Claimant(s): Abdul Manjee, Azim Manjee, Nawab Manjee, Prince Manjee, Zeb Manjee, ARM-S Electric.
Claimant Lawyers(s): Greg A Adamski
Respondent(s): Craig Blue, Gregory Gilmore, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert H. Springer, Richard H. Potter, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | Stipulated Award and Expungement |
| 05-02564 | 11/20/2007 | Claimant(s): Basic Investors.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Arthur Pryor
Respondent Lawyers(s): Russell K. Bean
Arbitrator(s): F. Wesley Bowers, Sherrill Wm Colvin, James R. Cain
Hearing Site: Indianapolis, IN
| | $885,122 |
| 06-04226 | 11/20/2007 | Claimant(s): Richard Baker, Richard Baker IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Todd L. Barlow, Lawrence W. Arness, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | $696,360 |
