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FINRA Awards for Institutional Capital Management.

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0286210/25/2016Claimant(s): Joyce Gorham-Worsley
Claimant Lawyers(s): Joyce Gorham-Worsley
Respondent(s): Alonza Barnett, Institutional Capital Management.
Respondent Lawyers(s): Alonza Barnett, Douglas Yauger
Arbitrator(s): Karen A. West
Hearing Site: Raleigh, NC
Checkmark Icon$0
12-0302810/11/2013Claimant(s): Milton Less
Claimant Lawyers(s): D. Daxton White
Respondent(s): Institutional Capital Management.
Respondent Lawyers(s): Vy-Vivian Nguyen
Arbitrator(s): Edward B. Scott, F. Wesley Bowers, Kenneth M. Jackson
Hearing Site: Nashville, TN
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