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FINRA Awards for Vy-Vivian Nguyen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0302810/11/2013Claimant(s): Milton Less
Claimant Lawyers(s): D. Daxton White
Respondent(s): Institutional Capital Management.
Respondent Lawyers(s): Vy-Vivian Nguyen
Arbitrator(s): Edward B. Scott, F. Wesley Bowers, Kenneth M. Jackson
Hearing Site: Nashville, TN
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