| 10-05708 | 04/20/2012 | Claimant(s): David Fox
Claimant Lawyers(s): Brian G. Issacson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Stuart D. Summers, Todd L. Barlow, Stephen L. Flint
Hearing Site: Indianapolis, IN
|  | $375 |
| 09-05036 | 08/03/2011 | Claimant(s): Jane McVey
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Alicia Rasche, Clyde Benninghoff, Lawrence Rasche
Respondent Lawyers(s): Arthur I. Jacobs, Reed S. Schmitt
Arbitrator(s): Todd L. Barlow, Joseph V. Simeri, Christine M. Arnold
Hearing Site: Indianapolis, IN
| | Stipulated Award |
| 06-04226 | 11/20/2007 | Claimant(s): Richard Baker, Richard Baker IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Todd L. Barlow, Lawrence W. Arness, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | $696,360 |
| 06-04784 | 09/13/2007 | Claimant(s): Pamela Maloof, Pamela M. Maloof IRA, Pamela M. Maloof, and Kathleen J. Smit
Claimant Lawyers(s): Jeffrey P. Hintermeister
Respondent(s): Christopher Saxon, Kathleen Smitz, Raymond James Financial Services.
Respondent Lawyers(s): Christopher Eric Saxon, Erin Linehan, Jeffrey P. Hintermeister
Arbitrator(s): Todd L. Barlow, John L. Krauss, Michael J. Cork
Hearing Site: Indianapolis, IN
| | $393,375 |
