20-00772 | 11/17/2022 | Claimant(s): Mark Damer, Damer Wealth Management LLC Claimant Lawyers(s): Jacob M. O'Brien Respondent(s): David A. Noyes & Company, Sanctuary Advisors LLC, Sanctuary Wealth Group LLC Respondent Lawyers(s): Kevin C. Rasp Arbitrator(s): Gary P. Price, Sherrill Wm Colvin, William Vance Hughes Hearing Site: Indianapolis, IN
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21-02081 | 10/04/2022 | Claimant(s): Jill Jester Claimant Lawyers(s): Richard B. Fosher Respondent(s): Dinosaur Financial Group, L.L.C Respondent Lawyers(s): Paul Koepp Arbitrator(s): Peter Ordower, Gary P. Price, Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN
| | $429,143 |
11-04739 | 11/01/2013 | Claimant(s): J.J.B. Hilliard, W.L. Lyons Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Steve Mahler Respondent Lawyers(s): Frank "Kim" Breese Arbitrator(s): R. Phillip Reed, Gary P. Price, Matthew P. McCauley Hearing Site: St. Louis, MO
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12-01693 | 09/16/2013 | Claimant(s): Saddlebag Claimant Lawyers(s): David M. Levy Respondent(s): Jefferies & Company., Jefferies Group. Respondent Lawyers(s): Hal S. Shaftel Arbitrator(s): John W. Guy, Gary P. Price, James A. Klimek Hearing Site: Indianapolis, IN
| | $7,000,000 |
10-00853 | 02/23/2012 | Claimant(s): Robert Davis, Thresa Stroud, BROCO II, The Janene Davis Living Trust Claimant Lawyers(s): Mark E. Maddox Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Beth A. Black Arbitrator(s): Gary P. Price, Kathleen A. DeLaney, Jason Alexander Beer Hearing Site: Indianapolis, IN
| | Expungement |
10-01198 | 05/03/2011 | Claimant(s): Steven Wdowka, Steven E. Wdowka, IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Anne N. DePrez Arbitrator(s): George W. Harding, Gary P. Price, Raymond M. Kirtley Hearing Site: Indianapolis, IN
| | $2,512,200 |
08-00980 | 12/19/2008 | Claimant(s): Eddie Miller Claimant Lawyers(s): Kenneth W. Scott Respondent(s): Donna Haynes, James Popp, Sally Weinkam, Susan Meyers, PNC Investments Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West Hearing Site: Cincinnati, OH
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08-01414 | 11/26/2008 | Claimant(s): Clarence Rinderle Claimant Lawyers(s): Clarence G. Rinderle Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Diane M. Brown Arbitrator(s): Gary P. Price Hearing Site: Indianapolis, IN
| | $325 |
07-00510 | 10/26/2007 | Claimant(s): Eddie Miller Claimant Lawyers(s): Eddie Lee Miller Respondent(s): PNC Investments Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West Hearing Site: Louisville, KY
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