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FINRA Awards for Steve Mahler

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0473911/01/2013Claimant(s): J.J.B. Hilliard, W.L. Lyons
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Steve Mahler
Respondent Lawyers(s): Frank "Kim" Breese
Arbitrator(s): R. Phillip Reed, Gary P. Price, Matthew P. McCauley
Hearing Site: St. Louis, MO

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