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FINRA Awards for Norris D. Wolff

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0448011/07/2008Claimant(s): Phyllis Francis
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Norris D. Wolff, William R.H. Martin, Robert A. Cohen
Hearing Site: Newark, NJ
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06-0189201/23/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): John Kennedy
Respondent Lawyers(s): Raymond Nardo
Arbitrator(s): Norris D. Wolff, Stuart Rothenstein, Royce Russell
Hearing Site: New York, NY

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