Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01511 | 06/25/2012 | Claimant(s): John Kennedy Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wachovia Securities Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY |  | $0 |
| 08-05012 | 02/24/2010 | Claimant(s): Mary Morlas, Mary Morlas IRA, Mary R. Morlas Trust Claimant Lawyers(s): Elizabeth A. Lowery Respondent(s): Christopher Kennedy, John Kennedy, Robert Weaver, RBC Capital Markets LLC Respondent Lawyers(s): Abe Lampart Arbitrator(s): William J. Adams Hearing Site: Los Angeles, CA | | $0 |
| 06-01892 | 01/23/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jennifer R. Seltenrich Respondent(s): John Kennedy Respondent Lawyers(s): Raymond Nardo Arbitrator(s): Norris D. Wolff, Stuart Rothenstein, Royce Russell Hearing Site: New York, NY |