Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03916 | 11/14/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Karen P. Gaster Respondent(s): Terrance Wilkerson Respondent Lawyers(s): Kevin S. Wiley, Jr. Arbitrator(s): James M. Tipton, Todd R. Gough, William A. Fynes Hearing Site: Dallas, TX | ||
| 12-04060 | 04/21/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Bill Callis Respondent Lawyers(s): Kenneth A. Zimmern Arbitrator(s): James M. Tipton, William D. Connally, Philip I. McConnell Hearing Site: Dallas, TX | ||
| 13-00067 | 10/08/2013 | Claimant(s): Justin Maine Claimant Lawyers(s): Justin S. Maine Respondent(s): John Arrick, Raymond James Financial Services. Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): James M. Tipton Hearing Site: Dallas, TX |  | $0 |
| 12-02938 | 08/06/2013 | Claimant(s): Patricia Wilson Claimant Lawyers(s): David Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): James M. Tipton Hearing Site: Dallas, TX | | Expungement |
| 11-03813 | 06/28/2012 | Claimant(s): Chad Joshpe Claimant Lawyers(s): Timothy Feil Respondent(s): Allan Hawkins Respondent Lawyers(s): Joseph Keenan Arbitrator(s): James M. Tipton, Sherrie R. Abney, Karen J. Zvonecek Hearing Site: Dallas, TX | Expungement | |
| 06-04751 | 09/25/2007 | Claimant(s): Deborah Comer Claimant Lawyers(s): Deborah Comer Respondent(s): Chistopher Lyons, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Alan Rafterman Arbitrator(s): Valynda A. Ewton, James M. Tipton, Irwin S. Sugerman Hearing Site: Dallas, TX | | $0 |