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FINRA Awards for Brian Clark

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0091611/07/2018Claimant(s): Brian Clark
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeremy S. Winer, Sarah K. Yates
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ

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