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FINRA Awards for Cynthia Catherine Anger

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0415601/11/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Horn
Respondent(s): Stephen Pendergast
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Steven R. Rolnick, Catherine Stewart, Cynthia Catherine Anger
Hearing Site: Hartford, CT
20-0157102/23/2022Claimant(s): Craig Breitsprecher, Breitsprecher and Associates LLC
Claimant Lawyers(s): Jonathan M. Shapiro
Respondent(s): Andrew Komarow, Komarow Financial Planning
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Samuel H. Chorches, Cynthia Catherine Anger, Akwasi Agyeman
Hearing Site: Hartford, CT

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