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FINRA Awards for Stephen Pendergast

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0415601/11/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Horn
Respondent(s): Stephen Pendergast
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Steven R. Rolnick, Catherine Stewart, Cynthia Catherine Anger
Hearing Site: Hartford, CT

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