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FINRA Awards for SA Stone Wealth Management Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0208208/10/2023Claimant(s): David Prewette
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Andrew R. Chambless
Arbitrator(s): Barbara Black
Hearing Site: Atlanta, GA
19-0183501/14/2020Claimant(s): Richard Wesselt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Craig L. Hymowitz
Arbitrator(s): Julie K. Chapin
Hearing Site: Philadelphia, PA
18-0197711/01/2019Claimant(s): Richard Wesselt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Craig Hymowitz
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
18-0167102/25/2019Claimant(s): Ian Meierdiercks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Andrew R. Chambless
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA

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