Potomac Analytics' Logo

FINRA Awards for Joshua Norton

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0166212/13/2023Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Bernard J. Kornberg
Respondent(s): Brian Dunn
Respondent Lawyers(s): Joshua Norton
Arbitrator(s): Edward Turner Borer, Louis H Miron, Peter H. Goldberg
Hearing Site: Wilmington, DE
19-0276504/16/2020Claimant(s): Justin Pearce
Claimant Lawyers(s): Joshua Norton
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
19-0270903/27/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Norton
Respondent(s): Xiangyu Zhang
Respondent Lawyers(s): Franklin Tzeng
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
19-0098512/09/2019Claimant(s): David Pickler
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joshua Norton
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN

4 Results

Display: