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FINRA Awards for S. Lawerence Polk

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0155611/05/2012Claimant(s): Cortell Family Limited Partnership, Denise C. Slomak Trust, Karen Robbins Trust
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawerence Polk
Arbitrator(s): Joseph L. Bernstein, Paul Joseph McIntyre, Peter A. Portley
Hearing Site: Boca Raton, FL
Checkmark Icon$0
10-0252601/09/2012Claimant(s): Fornell Enterprises. 401(K) PSP
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawerence Polk
Arbitrator(s): Kathryn J. Toronto, Marc Kalish, Jane L. Lawless
Hearing Site: Orlando, FL
Checkmark Icon$214,618

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