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FINRA Awards for Ross Firsenbaum

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0371702/14/2017Claimant(s): The Fideicomiso Santa Barbara Trust
Claimant Lawyers(s): Randall C. Place
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina, Ross Firsenbaum
Arbitrator(s): Jerrold Levine, Richard S. Herman, Carl Henry Perdue
Hearing Site: Miami, FL
Checkmark Icon$363,875

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