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FINRA Awards for Herbert Richman

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0393404/10/2014Claimant(s): Herbert Richman
Claimant Lawyers(s): Randall C. Place
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Michael A. Levin, Ellen J. Abrams, Paul J. Burkhart
Hearing Site: Boca Raton, FL
Checkmark Icon$150,250

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