10-01554 | 12/14/2011 | Claimant(s): Robert Lipka Claimant Lawyers(s): Howard S. Meyers Respondent(s): Katherine Alcorn, Raymond James Financial Services. Respondent Lawyers(s): David A. Gehn, Glenn A. Duhl Arbitrator(s): Paul Weinberg, Bernard Korman, Adam M. Kauff Hearing Site: New York, NY
| | |
09-06762 | 06/23/2011 | Claimant(s): Harriet Baker, John Baker, Natalie Baker Claimant Lawyers(s): Barry R. Lax Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nathan T. Alexander Arbitrator(s): Bernard A. Friedman, Bernard Korman, James Sloan Altschul Hearing Site: New York, NY
| | $880,000 |
09-06657 | 04/04/2011 | Claimant(s): Leslie Katz Claimant Lawyers(s): Alex Gardner Respondent(s): Citigroup Global Markets., Marvin Lerman Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Robert Manfredo, Romaine L. Gardner, Bernard Korman Hearing Site: New York, NY
| | $0 |
07-02482 | 09/28/2010 | Claimant(s): Christina Keller Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Patricia Hoenings Respondent Lawyers(s): Patricia Hoenings Arbitrator(s): Catherine Ladnier, Charles S. Guggenheimer, Bernard Korman Hearing Site: New York, NY
| | Expungement |
09-00866 | 01/14/2010 | Claimant(s): Lillian August Claimant Lawyers(s): Gregory S. Mertz Respondent(s): Wedbush Securities Inc., Debbie Saleh, Ronald Vogel Respondent Lawyers(s): Debbie Michelle Saleh, John W. Stenson Arbitrator(s): Fred S. Pieroni, Marleen H. Levi, Bernard Korman Hearing Site: New York, NY
| | Expungement |
07-00312 | 11/09/2007 | Claimant(s): The Estate of George Mallouk Claimant Lawyers(s): John T. McNamara Respondent(s): Citigroup Global Markets., Otto Betz III Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Pamela H. Roderick, Bernard Korman, Bruce Alan Whiteford Hearing Site: New York, NY
| | $20,000 |