| 15-00742 | 02/19/2016 | Claimant(s): Elise Arnone, Gerald Short, Dominick Arnone Family Trust
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Jonathan Sheklow
Respondent Lawyers(s): Jonathan Michael Sheklow
Arbitrator(s): Robert Manfredo, Carolyn A. Mann, Martin A. Edelstein
Hearing Site: New York, NY
|  | $151,373 |
| 10-05540 | 03/23/2012 | Claimant(s): Source Capital Group.
Claimant Lawyers(s): Mitchell H Cobert
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd Clareman
Arbitrator(s): Robert Manfredo, Nancy Plesser Wendell, C. Kenneth Yoblon
Hearing Site: New York, NY
| | |
| 09-06657 | 04/04/2011 | Claimant(s): Leslie Katz
Claimant Lawyers(s): Alex Gardner
Respondent(s): Citigroup Global Markets., Marvin Lerman
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Robert Manfredo, Romaine L. Gardner, Bernard Korman
Hearing Site: New York, NY
| | $0 |
| 09-02318 | 09/30/2010 | Claimant(s): Joyce Yabkow
Claimant Lawyers(s): Michael B. Specht
Respondent(s): Citigroup Global Markets., William Burns
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert Manfredo, Evonne W.J. Tolbert, Martin H. Zern
Hearing Site: New York, NY
| | Expungement |
| 05-06503 | 12/28/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jennifer Woods-Burke
Respondent(s): Michael Friedman
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Vicki Z. Holleman, Robert Manfredo, Linda S. Cole
Hearing Site: New York, NY
| | |
| 06-02926 | 11/13/2007 | Claimant(s): Madalyn Friedberg, Stephen Friedberg, Barbara J. Friedberg Irrevocable Trust, Hilary F. Friedberg Irrevocable Trust, Jacob Friedberg Trust, Lazar David Friedberg Trust, Tyler Forrest Friedberg Trust
Claimant Lawyers(s): Leslie Trager
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Robert Manfredo, Hugh N. Fryer, April D. Bowie
Hearing Site: New York, NY
| | $162,050 |
