Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-00998 | 10/04/2012 | Claimant(s): Mark Conklin, The Conklin Corporation Claimant Lawyers(s): Vincent J. Imbesi Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Lloyd Clareman Arbitrator(s): Joan M. Traub, Laura H. Goldzung, Linda J. Baer Hearing Site: Newark, NJ |  | Expungement |
| 10-05540 | 03/23/2012 | Claimant(s): Source Capital Group. Claimant Lawyers(s): Mitchell H Cobert Respondent(s): UBS Securities LLC Respondent Lawyers(s): Lloyd Clareman Arbitrator(s): Robert Manfredo, Nancy Plesser Wendell, C. Kenneth Yoblon Hearing Site: New York, NY |